Sfc licensed company
Web31 Jan 2024 · If you are a licensed corporation or a registered institution and intend to make any such changes, you or the person concerned (e.g. the proposed substantial shareholder of a licensed corporation), as well as individual licensees, should lodge an application with the SFC via WINGS. Web21 Feb 2024 · Depending on the nature of your business, you or your company may need to apply for one or more SFC licences. The types of SFC licence required are as: Type 1: …
Sfc licensed company
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Web9 Mar 2024 · To understand the relevant SFC license, here is a list of various types of SFC licenses. You can check and match them with your corporation. Type 1 – Dealing in … Web10 Nov 2024 · The virtual asset (VA) trading platforms listed below are licensed by the SFC under the Securities and Futures Ordinance (SFO) and regulated under the framework introduced in 2024 for centralised VA trading platforms in Hong Kong which offer trading of at least one security token.
Web3 Apr 2024 · Public register of licensed persons and registered institutions. This register lists all licensees (ie, both licensed individuals and licensed corporations) and registered … We would like to show you a description here but the site won’t allow us. We would like to show you a description here but the site won’t allow us. The SFC issues codes and guidelines to help industry participants comply with … Web18 Dec 2024 · Hong Kong’s Securities and Futures Commission (SFC) has licensed the first crypto trading platform in Hong Kong. The securities regulator announced Wednesday: It has granted the first licence to a virtual asset trading platform in Hong Kong. The SFC website shows that OSL Digital Securities Ltd. was licensed on Dec. 15.
Web28 Mar 2024 · In its circular of 4 March 2024, Submission of financial statements, other documents and auditor’s report under section 156 (1) of the Securities and Futures … Web1 Mar 2024 · Licensed Representatives Individuals who will provide VA services on behalf of a VASP, including those who will be its responsible officers, will need to be approved by the SFC as licensed representatives accredited to the VASP. Fit and proper test
WebOn the other hand, the SFC will also require the latest audited financial statements submitted by the applicant's holding company to understand its financial status. When submitting the company license application documents, the applicant must simultaneously submit the application for 2 responsible officers for each type of regulated activity ...
Web5 Jun 2024 · The SFC has stated that they are unlikely to be satisfied that a person will be fit and proper to be licensed to act for more than one licensed corporation, unless the … law books for beginners of indiaWeb2 Jul 2024 · On 31 May 2024, the Securities and Futures Commission (SFC) published a circular in relation to third-party deposits and payments of licensed corporations (LCs) (Circular) together with an appendix on key control measures and examples of effective practices (Appendix). law books for lawyers pdfWeb21 Sep 2024 · The Securities and Futures Commission ( SFC) has agreed in principle to issue a licence to cryptocurrency firm OSL Digital Securities Ltd ( OSL) to operate a virtual asset trading platform under a licence for Type 1 (dealing in securities) and Type 7 (providing automated trading services) regulated activities pursuant to the SFC’s new opt … kadenwood llc newport beach caWeb30 Aug 2024 · Deacons’ award winning SFC licensing team has successfully handled many PE (and other) corporate licence applications. Please contact us if you would like more information about the licensing process or for a complimentary consultation. Legal Updates 30 Aug 2024 Related Services and Sectors: law books for studentsWeb5 Jun 2024 · A) The SFC has stated that they are unlikely to be satisfied that a person will be fit and proper to be licensed to act for more than one licensed corporation, unless the licensed... kader 40 x 40 actionWebCompany: licensed corporation Companies Ordinance: Companies Ordinance (Cap. 622 of the Laws of Hong Kong) Compliance Officer: compliance officer of the Company, … kadenwood whistler for saleWeb31 Jan 2024 · If you. Please submit. Are a corporation which is not currently licensed and would like to apply for a new licence. • Form 1. • Forms 5 and 6 (at least 2 responsible officers should be nominated) • Supplements 1, 2 (as appropriate) and 3. • Questionnaire 1. • Questionnaire 2 (if applicable) • Application fee. law books for personal statement